Brett D. Couch RiskClarity is a program that allows you to identify hidden risks and gain visibility into potential problem areas before they arise. 8 a.m. 5 p.m. GMT Through our policies, procedures and practices, Regions is focused on helping customers and communities succeed, and I know the work of Andrew and his team will make a meaningful impact as we fulfill our mission., Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work. Regions Investment Solutions is a marketing name of Cetera Investment Services. Find your next job opportunity near you & 1-Click Apply! Chief Legal Officer and Corporate Secretary. Executive Vice President New compliance officers face an overwhelming amount of tasks during their first few months. Turner leads all finance operations, including financial systems, investor relations, corporate treasury, corporate tax, management planning and reporting and accounting. He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. He was named president in December 2017. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. He is a former member of the board of directors for the Public Affairs Research Council of Alabama, McWane Science Center, the Alabama Symphony and Innovation Depot. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Nix will join Regions in March from Birmingham-based Maynard Cooper & Gale PC. Danella earned a bachelors degree in Economics and English from Vanderbilt. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Additional information about Regions and its full line of products and services can be found at www.regions.com. Barb Godin Couch also has held various leadership positions with AmSouth, including West Florida president, Mississippi president, head of Business Banking, manager of Credit Review and commercial sales manager. Senior Executive Vice President Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Brett Couch leads Regions Banks Corporate Real Estate and Procurement divisions. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. She is also a member of the Rotary Club of Greater Birmingham. Regions Bank is an Equal Housing Lender and Member FDIC. First Horizon Bank. Couch earned a bachelors degree in Corporate Finance from the University of Alabama. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Paul, Seattle, and Portland. Flagstar Bank - Scottsdale Arizona branch servicing the valley & the countrySenior Loan Officersince Oct 2011 Credit Justice Services - 1204 E. Baseline Rd. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Gartner is a trusted advisor and objective resource for more than 15,000 enterprises. Senior Executive Vice President For Bank Chief Risk Officers, No Room for Error in Compliance Boots Gale, III is general counsel and corporate secretary for Regions. He leads the companys Executive Leadership Team. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. By clicking the "Submit" button, you are agreeing to the In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Tammy LoCascio . David Popwell President, Specialty Banking . He leads the companys executive leadership team. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. Chief Digital Officer. In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Owen holds a bachelors degree in Aviation Management from Auburn University School of Engineering. He is a member of Regions Executive Leadership Team. Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Before his tenure in banking, Keenan spent over 10 years with the Frito Lay division of Pepsico. During her career at Capital Group, she was a senior sales and service leader for Capitals institutional business, senior marketing leader for the global marketing organization, and strategy and business manager for the American Funds mutual fund business. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Andy Hernandez is Chief Digital Officer for Regions. The solution? Prior to being named in this position, he was the executive vice president of Field HR where he led the 2008 talent integration during the merger of Regions and AmSouth Bank. Dana W. Nolan She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Prior to joining Regions, Danella served for 13 years as vice president for Capital Group Companies, a global wealth management organization managing more than $1.4 trillion in assets. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Lusco graduated from the University of Mississippi with a bachelors degree in business administration and is a CPA in Alabama and Mississippi. Andrews experience and insights will help us build on these accomplishments. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Ritter is a member of Regions Executive Leadership Team. C. Keith Herron President and Chief Executive Officer of Regions Financial Corporation. Browse 78 TEMPE, AZ CODE COMPLIANCE OFFICER job ($37K-$77K) listings hiring now from companies with openings. Raber currently is a Board member for the International Association of Credit Portfolio Managers (IACPM). Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Regions Financial Corporation (NYSE:RF), with $147 billion in assets, is a member of the S&P 500 Index and is one of the nations largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services. He began his banking career with Wachovia in Atlanta, Ga., in Commercial Real Estate. Lead one or more second line compliance oversight teams to implement and direct an effective compliance risk management program that sets forth the framework and strategy through which the. Chief Compliance Officer (SAFS) Sterne Agee Aug 2004 - May 20061 year 10 months Birmingham, Alabama Area Compliance Officer SouthTrust Securities Nov 2001 - Aug 20042 years 10 months. Gartner Terms of Use The foundation primarily supports three strategic priorities: Economic and Community Development; Education/ Workforce Readiness; and Financial Wellness. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Dan Massey serves as Regions Chief Enterprise Operations and Technology Officer and is a member of the companys Executive Leadership Team. He served as head of Mortgage Banking, Business Banking and the Community Banking segment of Regions Business Services Group prior to his role as the North Central Alabama Area President. In addition, Raber created a centralized leveraged lending team providing specialized underwriting and portfolio management oversight. He is a member of the Rotary Club of Birmingham, and a member of Leadership Alabama Class XXX. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. CCOs must monitor and respond to changes in compliance risks. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Dave Keenan is Senior Executive Vice President and Chief Human Resources Officer for Regions. Chief compliance officers who empower the wider business to own compliance risk succeed on two fronts: They free up space for strategic work which supports business growth and drive employee ownership of compliance risk, ultimately leading to better risk prevention and mitigation. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Core Product Marketing. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). She is a member of the Board of Directors of the Council of Institutional Investors (CII) and serves on its Policies Committee. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Executive Vice President Leadership Team and Board of Directors - First Horizon Bank Kate Danella serves as Head of Strategic Planning and Corporate Development at Regions and is a member of the Executive Leadership Team. Prior to the BB&T/SunTrust merger, Massey was Chief Technology Officer at SunTrust over technology strategy, architecture and enterprise API services, technology transformation, and more. Martha Raber leads Financial Risk activities for Regions with responsibility for enterprise-wide financial risk oversight for Consumer, Wealth, and Wholesale lines of business as well as proactive governance of Credit, Market, Liquidity, Capital and Strategic Risks. Sorry, No data match for your criteria. Ward Cheatham is Corporate Banking Division Head for Regions, focusing on serving public and private companies with sales from $250MM - $2B. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Executive Vice President He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Mehlman received her bachelors degree from Cornell University. Head of Strategic Planning & Corporate Development. Discover the four best practice approaches in investigation management. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. William D. Ritter He joined Assurant as senior vice president of Information Technology. Jim Pihera - Chief Compliance Risk Officer at Regions Bank - Wiza Misra earned his PhD in computer engineering from the University of Southern California and holds a bachelors degree in electrical engineering from the Indian Institute of Technology Kanpur. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. An effective compliance program manages corporate compliance with strategic and legal requirements and the principles of ethical culture. Questions about becoming a Gartner client? Mehlman is a member of the Alabama, District of Columbia, New Jersey, and New York state bars, as well as various civic, charitable, and professional organizations and councils. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. In his previous roles at Truist, he served as head of Digital and Contact Center Banking and head of Enterprise Technology Strategic Services. He is a member of the banks Executive Leadership Team. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. Use our resources to assess the current state of the function, map out next steps and implement your plans confidently. Gartner Terms of Use Reserve Bank of India - Notifications He is also a member of the United Ways Tocqueville Society. Danske Bank Rebuilds Compliance Program After Money-Laundering - WSJ He is also a member of the companys Executive Leadership Team. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Misra was Chief Operating Officer for XProtean, Inc. and was co-founder/ VP of Strategy for StorePerform Technologies (now part of JDA Corporation). Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. David R. Keenan Senior Executive Vice President His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. During her tenure she has also been responsible for Credit Policy, Credit Administration, Risk Analytics, and Problem Asset Management. In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. She leads a team responsible for enterprise-wide strategic planning; mergers, acquisitions, and divestitures; and corporate development. Regions Bank Names Andrew Nix as Chief Governance Officer Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. Fournier J. Commercial Banking includes clients with revenues between $1MM and $250MM. Before that he was responsible for all geographic line banking functions across the bank and served as the companys Eastern Region President.